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Privacy Policy Statement / Personvernerklæring

Norwegian

Personvernerklæring

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Privacy Policy

Cleaves Securities AS is a financial services provider offering a range of investment banking activities.

We aspire to be a leading trusted adviser based on long-term relationships combined with a strong global network of clients and investors. The company is privately owned with offices in Oslo & Bergen.

Cleaves Securities AS is regulated by the Norwegian financial services authorities (Finanstilsynet), and can offer the following services:

2. Investment services and activities, Securities Trading Act § 2-1 (1)
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  • No 1: Reception and transmission of orders in relation to one or more financial instruments
  • No 2: Execution of orders on behalf of clients
  • No 4: Portfolio management
  • No 5: Investment advice
  • No 7: Placing of financial instruments without a firm commitment basis
    3. Ancillary services, Securities Trading Act § 2-1 (2)
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    • No 3: Advice on capital structure, strategy et al.; advice and services re. to mergers and purchases
    • No 5: Preparation and provision of investment recommendations, financial analyses et a
    • No 6: Services related to underwriting

      Link: https://www.finanstilsynet.no/en/finanstilsynets-registry/details/?id=108561

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      Our investment advice is non-independent. We are both a manufacturer and distributor of financial products and services.

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      ESG: The company does not integrate sustainability risks in the investment decision-making process or the investment advice, and takes no consideration of adverse impacts of investment decisions or investment advice on sustainability factors.

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      Thus, no such considerations are integrated into the remuneration policy.

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